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Last Updated: Oct 08, 2026
No. of Questions: 402 Questions & Answers with Testing Engine
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FINRA Series-7 Practice Q&A's
- Printable Series-7 PDF Format
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FINRA Series-7 Self Test Engine
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FINRA Series-7 Exam Overview:
| Certification Vendor: | Financial Industry Regulatory Authority (FINRA) |
|---|---|
| Exam Name: | General Securities Representative Qualification Examination (GS) |
| Exam Number: | Series 7 |
| Related Certifications: | Securities Industry Essentials (SIE) |
| Certificate Validity Period: | Varies by registration status |
| Passing Score: | 72% (scaled, typical passing standard) |
| Available Languages: | English |
| Exam Format: | Multiple Choice |
| Real Exam Qty: | 125 (scored; additional unscored pretest items may be included) |
| Exam Price: | USD 395 |
| Exam Duration: | 225 minutes |
| Sample Questions: | DOWNLOAD DEMO |
| Exam Way: | Administered at FINRA-approved testing centers (computer-based) |
| Pre Condition: | Must be associated with and sponsored by a FINRA member firm; must pass the Securities Industry Essentials (SIE) exam alongside Series 7 |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series7 |
FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives | |
| Topic 2: Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records | |
| Topic 3: Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions | |
| Topic 4: Seeks Business for the Broker-Dealer from Customers and Potential Customers |
Answers About the FINRA General Securities Representative Qualification Examination (GS) Practice Package
This package includes 402 practice questions for the FINRA General Securities Representative Qualification Examination (GS) exam. Every answer is verified by an experienced team of experts, so you can trust what you study.
Yes. The online test engine runs entirely in a web browser, which is why it works identically on Windows, Mac, Android, and iOS without any installation. If you can open a browser, you can practice — on a computer at home or a phone on the move.
The FINRA General Securities Representative Qualification Examination (GS) exam contains 125 (scored; additional unscored pretest items may be included) questions, and you will have 225 minutes minutes to complete them. Simulating this exact combination during practice builds both speed and accuracy.
The FINRA General Securities Representative Qualification Examination (GS) exam requires a score of 72% (scaled, typical passing standard) to pass, and the official registration fee is USD 395. Thorough preparation is the most reliable way to protect that investment.
The PC test engine installs on Windows and runs on a standard Java environment, which most computers already have or can add in minutes. Once installed, it simulates the real exam scenario with timed sessions, automatic scoring, and mistake tracking — a full practice lab on your own computer.
The FINRA General Securities Representative Qualification Examination (GS) practice questions are organized around the official exam objectives. Key topics include:
- Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions ()
- Seeks Business for the Broker-Dealer from Customers and Potential Customers ()
- Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives ()
Coverage follows the official syllabus, so your practice time always maps to exam content.
Must be associated with and sponsored by a FINRA member firm; must pass the Securities Industry Essentials (SIE) exam alongside Series 7
You can confirm the current eligibility requirements on the official Series-7 exam page before you register.
FINRA General Securities Representative Qualification Examination (GS) Sample Questions:
The FINRA markup policy applies to:
- A. new issues of corporate securities
- B. mutual fund sales
- C. principal transactions in municipal bonds
- D. agency sales OTC
Correct Answer: D 🗳️
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A bank or trust company that is acting as custodian for a mutual fund does which of the following?
- A. redeem and issues fund shares
- B. provides investment advice to the fund's managers
- C. physically protects the fund's assets
- D. guarantees investor losses on investments
Correct Answer: C 🗳️
Explanation: Only visible for ActualTestsQuiz members. You can sign-up / login (it's free).
Which of the following best describes phantom income?
- A. the non-taxable portion of a distribution
- B. income from deductions and tax credits
- C. income reported but not received
- D. income received but not reported
Correct Answer: C 🗳️
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Bubba buys a 5% bond that matures in 15 years with a 5.10 basis. How much did he pay for the bond?
- A. 100.00
- B. 98.96
- C. 105.10
- D. 5.00
Correct Answer: B 🗳️
Explanation: Only visible for ActualTestsQuiz members. You can sign-up / login (it's free).
Which of the following securities provides the longest term of option privilege?
- A. warrants
- B. calls
- C. puts
- D. rights
Correct Answer: A 🗳️
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